Regulatory Compliance Officer Job at Russell Tobin, New York, NY

TDd6MGt5QzJGK09mdE9LemtVeWJZaUhYUlE9PQ==
  • Russell Tobin
  • New York, NY

Job Description

The Bank Regulatory Compliance Officer will provide advisory and monitoring support on federal and state banking regulations, including BHCA, Reg Y, Reg K, Reg D, and Reg W. The role supports business areas such as Global Banking Americas (GBA), Asset Liability Management and Treasury (ALMT), and the US Branch network.

Key Responsibilities:

  • Advise on compliance policies and regulatory changes affecting GBA and ALMT.
  • Support new product and activity reviews for compliance alignment.
  • Monitor US investment activities and ensure compliance with regulations.
  • Maintain oversight frameworks for BHCA, Reg Y, Reg K, and Reg W.
  • Coordinate internal reviews and regulatory examinations.
  • Update and manage compliance policies and procedures.
  • Provide compliance training and support to assigned business areas.
  • Assist in regulatory reporting and project work.

Required Qualifications:

  • 10+ years in Compliance/Regulatory within wholesale banking.
  • In-depth knowledge of U.S. banking regulations for foreign branches.
  • Experience in structured finance, treasury activities, and transaction monitoring.
  • Strong communication, organizational, and analytical skills.
  • Proficient in MS Office, PowerBI, and SharePoint.

Preferred Qualifications:

  • Experience with securities and broker-dealer compliance.

***Pay Rate- $58 - $60/hour

Russell Tobin offers eligible employee's comprehensive healthcare coverage (medical, dental, and vision plans), supplemental coverage (accident insurance, critical illness insurance and hospital indemnity), 401(k)-retirement savings, life & disability insurance, an employee assistance program, legal support, auto, home insurance, pet insurance and employee discounts with preferred vendors.

Job Tags

Similar Jobs

Axguard LLC

Summer Internship Job at Axguard LLC

 ...furnished housing. This is not a remote job. Must have reliable transportation, an eagerness to set up free appointments, and experience in canvassing is a plus. You are not responsible for selling the Solar installation , but you must know how to peak enough interest... 

Vanguard-IP

Patent Associate - Life Sciences VIP-7538 Job at Vanguard-IP

 ...compensation. An elite industry leader in Patent Law. A top firm for emerging companies and venture capital in technology and life sciences. Exceptional programs for lateral integration and professional development. REQUIREMENTS Previous patent prosecution... 

Cortland Plastics International

Blow Molded Plastics Process Technician Job at Cortland Plastics International

 ...Extrusion Blow Molding HELP WANTED Cortland Plastics International is a growing continuous extrusion blow molderlocated in the Finger Lakes area of Central New York and we are seeking highly motivated individuals for the following position : Process Technicians... 

Refresh Dental

General Dentist - Signing Bonus Job at Refresh Dental

 ...Refresh Dental has an opportunity for an Full time General Dentist in our dentist-owned, patient-...  ...supported by a robust marketing team that helps drive growth and deliver new patients...  ...relationships with your patients. You want to maximize your earning potential by using... 

Checksum.ai

Growth Marketing Associate (Hiring Immediately) Job at Checksum.ai

 ...startup revolutionizing software testing with AI-powered, self-healing QA automation. We are backed by start up studio super{set} whose co-founders have over $1B in exists including Microsoft and Salesforce. Our platform eliminates the need for manual test maintenance by...